Standard SWIFT ISO15022<br>Vue de détail du message MT536 -

1

16R

2

28E

3

13a

Définition

This qualified generic field specifies:

STAT

Statement Number

Sequential number assigned to the statement.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	PLED	N		A, J	Statement Number

4

20C

Définition

This qualified generic field specifies:

SEME

Sender's Message Reference

Reference assigned by the Sender to unambiguously identify the message.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	PACO	N		C	Sender's Message Reference

5

23G

6

98a

Définition

This qualified generic field specifies:

PREP

Preparation Date/Time

Date/time at which message was prepared.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	MAXP	N		A, C, E	Preparation Date/Time

7

69a

Définition

This qualified generic field specifies:

STAT

Statement Period

Period on which the statement is reporting.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	PLED	N		A, B	Statement Period

8

22F

Définition

This qualified generic field specifies:

CODE	Complete/Updates Indicator	Specifies whether the statement is complete or contains changes only.
SFRE	Statement Frequency Indicator	Specifies the frequency of the statement.
STBA	Statement Basis	Specifies the type of balances on which the statement is prepared.

Format

Qualificateurs (3)

Ordre	O/F	Qualificateur	R/N	Options	Signification
1	F	PAMM	N	F	Statement Frequency Indicator
2	F	CCTR	N	F	Complete/Updates Indicator
3	O	PLIS	N	F	Statement Basis

Codes

If Qualifier is SFRE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Ad-Hoc: Statement is sent following a request by the Receiver.

Daily: Statement is sent daily (once per day, end-of-day).

Intra-Day: Statement is sent intra-day (multiple reports during the day).

Monthly: Statement is sent monthly (once per month).

Weekly: Statement is sent weekly (once per week).

Yearly: Statement is sent yearly (once per year).

If Qualifier is CODE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Complete: Statement gives complete information (including information (positions, instruction statuses) which is unchanged).

Delta: Statement contains changes which have not yet been reported (delta report, that is, changes only).

If Qualifier is STBA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Settled: Statement is based on actual settlement date positions.

Traded: Statement is based on trade date positions.

Séquence A1 - Linkages [ facultative, répétitive ]

No.

Tag

Option

Nom

Statut

9

16R

10

13a

Définition

This qualified generic field specifies:

LINK

Linked Message

Message type number/message identifier of the message referenced in the linkage sequence.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	EXPO	N		A, B	Linked Message

11

20C

Définition

This qualified generic field specifies:

PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
RELA	Related Message Reference	Message reference of the linked message which was previously received.

Format

Qualificateurs (2)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	MCTD	N	C5	C	Previous Message Reference
	O	NOMI	N		C	Related Message Reference

12

16S

13

95a

Définition

This qualified generic field specifies:

ACOW	Account Owner	Party that owns the account.
ALTE	Alternate ID	Alternate identification for a party.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualificateurs (2)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	ACOW	N	C11	P, R	Account Owner
2	F	AGRE	N		L	Alternate ID

14

97a

Définition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

In option B, Account Type Code specifies the type of account needed to fully identify the account.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	OVEP	N		A, B	Safekeeping Account

15

17B

Définition

This qualified generic field specifies:

ACTI	Activity Flag	Indicates whether transactions are reported in this statement.
CONS	Sub-safekeeping Statement	Indicates whether the statement reports holdings at subsafekeeping account level.

Format

Qualificateurs (2)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	ACRU	N		B	Activity Flag
2	O	CHAR	N		B	Sub-safekeeping Statement

Codes

Flag must contain one of the following codes:

Code

Signification du code

No

Yes

16

16S

Séquence B - Sub-safekeeping Account [ facultative, répétitive ]

No.

Tag

Option

Nom

Statut

17

16R

18

95a

Définition

This qualified generic field specifies:

ACOW	Account Owner	Party that owns the account.
ALTE	Alternate ID	Alternate identification for a party.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualificateurs (2)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	ACOW	N	C11	P, R	Account Owner
2	F	AGRE	N		L	Alternate ID

19

97a

Définition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

In option B, Account Type Code specifies the type of account needed to fully identify the account.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	OVEP	N		A, B	Safekeeping Account

Codes

In option B, if Data Source Scheme is not present, Account Type Code must contain one of the following codes:

Code

Signification du code

Abroad: Financial instruments are held in a safekeeping account abroad.

Centralised: Financial instrument in the safekeeping account are held in one location.

Cash/DVP: Safekeeping account is used for settlement on delivery or collect on delivery basis.

Margin: Account is used when financing is by the broker/dealer.

Physical: Financial instruments in the safekeeping account are in physical form.

Short Sale: Account is used for short sale orders.

20

94a

Définition

This qualified generic field specifies:

SAFE

Place of Safekeeping

Location where the financial instruments are/will be safekept.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	OVEP	R	C12	B, C, F, L	Place of Safekeeping

Codes

In option B, if Data Source Scheme is not present, Place Code must contain the following code:

Code

Signification du code

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

In option F, Place Code must contain one of the following codes:

Code

Signification du code

Local Custodian: Financial instruments held at a local custodian.

International Central Securities Depository: Financial instruments held at an International Central Securities Depository.

National Central Securities Depository: Financial instruments held at a National Central Securities Depository.

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

21

17B

Définition

This qualified generic field specifies:

ACTI

Activity Flag

Indicates whether transactions are reported in this statement.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	ACRU	N	C7	B	Activity Flag

Codes

Flag must contain one of the following codes:

Code

Signification du code

No

Yes

Séquence B1 - Financial Instrument [ facultative, répétitive ]

No.

Tag

Option

Nom

Statut

22

16R

23

35B

24

90a

Définition

This qualified generic field specifies:

INDC	Indicative Price	Estimated price, for example, for valuation purposes.
MRKT	Market Price	Last reported/known price of a financial instrument in a market.

Format

Qualificateurs (2)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	ELIG	N		A, B	Indicative Price
	F	INBR	N		A, B	Market Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Signification du code

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Signification du code

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Premium: Price expressed as a premium.

25

94B

Définition

This qualified generic field specifies:

PRIC

Source of Price

Source of price quotation.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	MEOR	N		B	Source of Price

Codes

If Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Signification du code

Fund: Source of price quotation is a fund (transfer agent, fund itself, etc.).

Local Market: Source of price quotation is the local market of issue.

Theoretical: Source of price quotation is a theoretical value based on the market yield.

Vendor: Source of price quotation is an external vendor.

26

98a

Définition

This qualified generic field specifies:

PRIC

Price Quotation Date/Time

Date/time at which the price was evaluated.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	MEOR	N		A, C	Price Quotation Date/Time

27

93B

Définition

This qualified generic field specifies:

FICL	Final Closing Balance	Sum of the opening balance and all entries booked to the account at the close of the statement period.
FIOP	First Opening Balance	Opening balance for the statement period. It always equals the closing balance of the previous statement.
INCL	Intermediary Closing Balance	Closing balance of this page only. This balance must be the intermediary opening balance of the next page of the same statement.
INOP	Intermediary Opening Balance	Opening balance of this page only. This balance must be the intermediary closing balance of the previous page of the same statement.

Format

Qualificateurs (4)

Ordre	O/F	Qualificateur	R/N	Options	Signification
1	F	DENC	N	B	First Opening Balance
	F	ENTL	N	B	Intermediary Opening Balance
2	F	DEI1	N	B	Final Closing Balance
	F	EFFD	N	B	Intermediary Closing Balance

Codes

If Data Source Scheme is not present, Quantity Type Code must contain one of the following codes:

Code

Signification du code

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

Séquence B1a - Transaction [ obligatoire, répétitive ]

No.

Tag

Option

Nom

Statut

28

16R

Séquence B1a1 - Linkages [ obligatoire, répétitive ]

No.

Tag

Option

Nom

Statut

29

16R

30

13a

Définition

This qualified generic field specifies:

LINK

Linked Message

Message type number/message identifier of the message referenced in the linkage sequence.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	EXPO	N		A, B	Linked Message

31

20C

Définition

This qualified generic field specifies:

ASRF	Account Servicer Reference	Reference assigned to the reported transaction by the account servicer.
CLCI	Client's Collateral Instruction Reference	Reference assigned to the instruction by the client.
CLTR	Client's Triparty Collateral Transaction Reference	Unique reference identifying the triparty collateral management transaction from the client's point of view.
COMM	Common Reference	Unique reference agreed upon by the Investment Manager AND the Broker/Dealer to identify the trade. This reference should be passed down and up the whole life cycle of the transaction.
CORP	Corporate Action Reference	Reference assigned by the account servicer to unambiguously identify a related corporate action event.
MITI	Market Infrastructure Transaction Identification	Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities.
PCTI	Processor Transaction Identification	Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure.
POOL	Pool Reference	Collective reference identifying a set of messages.
PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
RELA	Related Message Reference	Message reference of the linked message which was previously received.
TCTR	Triparty Agent Collateral Transaction Reference	Unique reference identifying the triparty collateral management transaction from the triparty agent's point of view.
TRCI	Triparty's Collateral Instruction Reference	Reference assigned to the instruction by the triparty agent.
TRRF	Deal Reference	Reference assigned to the trade by the Investment Manager OR the Broker/Dealer. This reference will be used throughout the trade life cycle to access/update the trade details.

Format

Qualificateurs (13)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	MAIN	N		C	Pool Reference
	O	MCTD	N		C	Previous Message Reference
	O	NOMI	N	C10	C	Related Message Reference
	O	QTSO	N		C	Deal Reference
	O	CETI	N		C	Common Reference
	O	ALLO	N		C	Account Servicer Reference
	O	CITY	N		C	Corporate Action Reference
	O	PRIC	N		C	Triparty Agent Collateral Transaction Reference
	O	CASY	N		C	Client's Triparty Collateral Transaction Reference
	O	CAPG	N		C	Client's Collateral Instruction Reference
	O	QFIN	N		C	Triparty's Collateral Instruction Reference
	O	GRSS	N		C	Market Infrastructure Transaction Identification
	O	LOTS	N		C	Processor Transaction Identification

32

16S

Séquence B1a2 - Transaction Details [ facultative, non répétitive ]

No.

Tag

Option

Nom

Statut

33

16R

34

94a

Définition

This qualified generic field specifies:

CLEA	Place of Clearing	Place at which the trade is cleared (Central Counterparty).
SAFE	Place of Safekeeping	Location where the financial instruments are/will be safekept.
TRAD	Place of Trade	Place at which the order was traded, directly by the account owner or not.

Format

Qualificateurs (3)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	CASH	R	C12	H, L	Place of Clearing
2	F	PTYB	R	C12	B, L	Place of Trade
3	F	OVEP	R	C12	B, C, F, L	Place of Safekeeping

Codes

In option B, if Qualifier is TRAD and Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Signification du code

Stock Exchange: Place of trade is a stock exchange.

Over The Counter: Place of trade is over the counter.

Primary Market: Place of trade is the primary market.

Secondary Market: Place of trade is the secondary market.

Various: Trade was executed on various places.

In option B, if Qualifier is SAFE and Data Source Scheme is not present, Place Code must contain the following code:

Code

Signification du code

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

In option F, if Qualifier is SAFE, Place Code must contain one of the following codes:

Code

Signification du code

Local Custodian: Financial instruments held at a local custodian.

International Central Securities Depository: Financial instruments held at an International Central Securities Depository.

National Central Securities Depository: Financial instruments held at a National Central Securities Depository.

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

35

36B

Définition

This qualified generic field specifies:

PSTA

Posting Quantity

Quantity of financial instrument posted to the safekeeping account.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	MITR	R	C9	B	Posting Quantity

Codes

Quantity Type Code must contain one of the following codes:

Code

Signification du code

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

36

99A

Définition

This qualified generic field specifies:

DAAC

Number of Days Accrued

Number of days used for calculating the accrued interest amount.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	COAX	N		A	Number of Days Accrued

37

19A

Définition

This qualified generic field specifies:

ACRU	Accrued Interest Amount	Amount of interest that has been accrued in between coupon payment periods.
PSTA	Posting Amount	Amount of money that is to be/was posted to the account.

Format

Qualificateurs (2)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	MITR	N	C2	A	Posting Amount
2	F	ACOW	N		A	Accrued Interest Amount

38

22a

Définition

This qualified generic field specifies:

BENE	Beneficial Ownership Indicator	Specifies whether there is change of beneficial ownership.
BLOC	Block Trade Indicator	Specifies whether the settlement instruction is a block parent or child.
CAEV	Corporate Action Event Indicator	Specifies the type of corporate event.
CASY	Cash Settlement System Indicator	Specifies what cash settlement system is instructed to be used.
CCPT	CCP Eligibility Indicator	Specifies whether the settlement transaction is CCP (Central Counterparty) eligible.
LEOG	Letter of Guarantee Indicator	Specifies whether physical settlement may be executed using a letter of guarantee or if the physical certificates should be used.
MACL	Market Side Indicator	Specifies whether an instruction is for a market side or a client side transaction.
NETT	Netting Eligibility Indicator	Specifies whether the settlement transaction is eligible for netting.
PAYM	Payment Indicator	Specifies whether the instruction is free or against payment.
REDE	Receive/Deliver Indicator	Specifies whether the transaction is a receipt or delivery of financial instruments.
REGT	Registration Indicator	Specifies whether registration should occur upon receipt.
REPT	Repurchase Type Indicator	Specifies the type of repurchase transaction.
REST	Restrictions Indicator	Restrictions governing the transfer of ownership of security.
RTGS	Securities Real-Time Gross Settlement Indicator	Specifies whether the settlement transaction is to be settled through an RTGS or a non RTGS system.
SETR	Type of Settlement Transaction Indicator	Specifies underlying information regarding the type of settlement transaction.
SETS	Settlement System/Method Indicator	Specifies whether the settlement instruction is to be settled through the default or the alternate settlement system.
STAM	Stamp Duty Indicator	Specifies the stamp duty type or exemption reason applicable to the settlement instruction.
STCO	Settlement Transaction Condition Indicator	Specifies the conditions under which the order/trade was to be settled.
TCPI	Tax Capacity Party Indicator	Specifies the tax role capacity of the instructing party.
TRAN	Transaction Indicator	Specifies the type of activity to which this instruction relates.
TRCA	Party Capacity Indicator	Specifies the role of the party in the transaction.

Format

Qualificateurs (21)

Ordre	O/F	Qualificateur	R/N	Options	Signification
1	O	PUTT	N	F	Transaction Indicator
2	O	NETT	N	H	Receive/Deliver Indicator
3	O	LOTE	N	H	Payment Indicator
4	F	BOOK	N	F	Corporate Action Event Indicator
	F	PAFI	N	F	Type of Settlement Transaction Indicator
5	F	QAGE	N	F	Party Capacity Indicator
6	F	PODT	R	F	Settlement Transaction Condition Indicator
7	F	PLDT	N	F	Stamp Duty Indicator
8	F	OSUB	N	F	Securities Real-Time Gross Settlement Indicator
9	F	NINT	N	F	Registration Indicator
10	F	AUDT	N	F	Beneficial Ownership Indicator
11	F	BUSE	N	F	Cash Settlement System Indicator
12	F	PRIC	N	F	Tax Capacity Party Indicator
13	F	NTSP	N	F	Repurchase Type Indicator
14	F	FOLQ	N	F	Market Side Indicator
15	F	BAGA	N	F	Block Trade Indicator
16	F	OCMT	N	F	Restrictions Indicator
17	F	PAFI	N	F	Settlement System/Method Indicator
18	F	INMH	N	F	Netting Eligibility Indicator
19	F	CACK	N	F	CCP Eligibility Indicator
20	F	EXEC	N	F	Letter of Guarantee Indicator

Codes

In option F, if Qualifier is TRAN and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Borrowing/Lending Activity: Transaction relates to lending/borrowing.

Market Claim: Transaction relates to a market claim following a corporate action.

Collateral Activity: Transaction relates to collateral.

Corporate Action Activity: Transaction relates to corporate action.

Settlement and Clearing Activity: Transaction relates to settlement and clearing.

In option H, if Qualifier is REDE, Indicator must contain one of the following codes:

Code

Signification du code

Deliver: Financial Instruments have been debited from the safekeeping account.

Receive: Financial Instruments have been credited to the safekeeping account.

In option H, if Qualifier is PAYM, Indicator must contain one of the following codes:

Code

Signification du code

Against Payment: Against payment.

Free: Free of payment.

In option F, if Qualifier is CAEV and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Accumulation: Funds related event in which the income (for example accumulation units) that accrues during an accounting period is retained within the fund instead of being paid away to investors. The retained income is nonetheless deemed to have been distributed to investors for tax purposes.

Trading Status: Active: Trading in the security has commenced or security has been re-activated after a suspension in trading.

Attachment: Combination of different security types to create a unit. Units are usually comprised of warrants and bonds or warrants and equities. Securities may be combined at the request of the security holder or based on market convention.

Repurchase Offer/Issuer Bid/Reverse Rights: Offer to existing holders by the issuing company to repurchase its own securities. The objective of the offer is to reduce the number of outstanding securities.

Bond Holder Meeting: Physical meeting of bond holders.

Bonus Issue/Capitalisation Issue: Security holders receive additional assets free of payment from the issuer, in proportion to their holding.

Put Redemption: Early redemption of a security at the election of the holder subject to the terms and condition of the issue with no reduction in nominal value.

Bankruptcy: Legal status of a company unable to pay creditors. Bankruptcy involves formal court ruling. Securities may become valueless.

Capital Distribution: The Corporate event pays shareholders an amount in cash issued from the Capital account. There is no reduction to the face value of a single share (or the share has no par value). The number of circulating shares remains unchanged.

Capital Gains Distribution: Distribution of profits resulting from the sale of company assets, for example, Shareholders of Mutual Funds, Unit Trusts, or Sicavs are recipients of capital gains distributions which are often reinvested in additional shares of the fund.

Capitalisation: Increase of the current principal of a debt instrument without increasing the nominal value. It normally arises from the incorporation of due but unpaid interest into the principal. This is commonly done by increasing the pool factor value, for example, capitalisation, and negative amortisation.

Non-US TEFRA D Certification: Non-US beneficial owner certification requirement for exchange of temporary to permanent notes.

Change: Information regarding a change further described in the corporate action details.

Class Action/Proposed Settlement: Situation where interested parties seek restitution for financial loss. The security holder may be offered the opportunity to join a class action proceeding and would need to respond with an instruction.

Court Meeting: Announcement of a meeting at a Court.

Consent: Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond.

Conversion: Conversion of securities (generally convertible bonds or preferred shares) into another form of securities (usually common shares) at a pre-stated price/ratio.

Company Option: A Company Option may be granted by the company, allowing the holder to take up shares at some future date(s) at a pre arranged price in the company. A company may not grant options which enable the holder to take up unissued shares at a time which is five or more years from the date of the grant. Option holders are not members of a company. They are contingent creditors of a company and hence may, in some instances, be entitled to vote on and be bound by a scheme of arrangement between the creditors and the company. As many options have multiple exercise periods a company option will either lapse or carry on to the next expiry date.

Credit Event: An occurrence of credit derivative for which the issuer of one or several underlying securities is unable to fulfil his financial obligations (as defined in terms and conditions).

Decrease in Value: Reduction of face value of a single share or the value of fund assets. The number of circulating shares/units remains unchanged. This event may include a cash payout to holders.

Detachment: Separation of components that comprise a security, for example, usually units comprised of warrants and bond or warrants and equity. Units may be broken up at the request of the security holder or based on market convention.

Bond Default: Failure by the company to perform obligations defined as default events under the bond agreement and that have not been remedied.

Trading Status: Delisted: Security is no longer able to comply with the listing requirements of a stock exchange and is removed from official board quotation.

Drawing: Redemption in part before the scheduled final maturity date of a security. Drawing is distinct from partial call since drawn bonds are chosen by lottery and with no reduction in nominal value.

Cash Distribution From Non-Eligible Securities Sales: Distribution to shareholders of cash resulting from the selling of non-eligible securities, for example, in the frame of a depositary receipt program.

Dividend Reinvestment: Dividend payment where holders can keep cash or have the cash reinvested in the market by the issuer into additional shares in the issuing company. To be distinguished from DVOP as the company invests the dividend in the market rather than creating new share capital in exchange for the dividend.

Disclosure: Requirement for holders or beneficial owners to disclose their name, location and holdings of any issue to the issuer.

Dutch Auction, Bid Tender: An action by a party wishing to acquire a security. Holders of the security are invited to make an offer to sell, within a specific price range. The acquiring party will buy from the holder with lowest offer.

Cash Dividend: Distribution of cash to shareholders, in proportion to their equity holding. Ordinary dividends are recurring and regular. Shareholder must take cash and may be offered a choice of currency.

Dividend Option: Distribution of a dividend to shareholders with a choice of benefit to receive. Shareholders may choose to receive shares or cash. To be distinguished from DRIP as the company creates new share capital in exchange for the dividend rather than investing the dividend in the market.

Scrip Dividend/Payment: Dividend or interest paid in the form of scrip.

Stock Dividend: Dividend paid to shareholders in the form of equities of the issuing corporation.

Exchange: Exchange of holdings for other securities and/or cash. The exchange can be either mandatory or voluntary involving the exchange of outstanding securities for different securities and/or cash. For example "exchange offer", "capital reorganisation" or "funds separation".

Call on Intermediate Securities: Call or exercise on nil paid securities or intermediate securities resulting from an intermediate securities distribution (RHDI). This code is used for the second event, when an intermediate securities' issue (rights/coupons) is composed of two events, the first event being the distribution of intermediate securities.

Maturity Extension: As stipulated in a bond's Terms and Conditions, the issuer or the bond-holder may prolong the maturity date of a bond. After extension, the security may differ from original issue (new rate or maturity date). May be subject to bondholder's approval.

Warrant Exercise/Warrant Conversion: Option to buy (call warrant) or to sell (put warrant) a specific amount of equities, cash, commodity, etc, at a predetermined price over a specific period of time.

Increase in Value: Increase in the face value of a single security. The number of circulating securities remains unchanged.

Information: Information provided by the issuer having no accounting/financial impact on the holder.

Interest Payment: Interest payment distributed to holders of an interest bearing asset.

Liquidation Dividend/Liquidation Payment: A distribution of cash, assets or both. Debt may be paid in order of priority based on preferred claims to assets specified by the security.

Full Call/Early Redemption: The redemption of an entire issue outstanding of securities, for example, bonds, preferred equity, funds, by the issuer or its agent, for example, asset manager, before final maturity.

Annual General Meeting: Annual general meeting.

Merger: Exchange of outstanding securities, initiated by the issuer which may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange.

Non-Official Offer: Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender, mini odd lot offer or third party offer.

Odd Lot Sale/Purchase: Sale or purchase of odd-lots to/from the issuing company, initiated either by the holder of the security or through an offer made by the issuer.

Ordinary General Meeting: Ordinary general meeting.

Other Event: Other event, use only when no other event type applies, for example, a new event type.

Pari-Passu: Occurs when securities with different characteristics, for example, shares with different entitlements to dividend or voting rights, become identical in all respects, for example, pari-passu or assimilation. May be scheduled in advance, for example, shares resulting from a bonus may become fungible after a pre-set period of time, or may result from outside events, for example, merger, reorganisation, issue of supplementary tranches, etc.

Partial Redemption With Reduction of Nominal Value: Securities are redeemed in part before their scheduled final maturity date with reduction of the nominal value of the securities. The outstanding amount of securities will be reduced proportionally.

Partial Defeasance/Pre-Funding: Issuer has money set aside to redeem a portion of an issue and the indenture states that the securities could be called earlier than the stated maturity.

Trading Status: Suspended: Trading in the security has been suspended.

Tender/Acquisition/Takeover/Purchase Offer: An offer made to holders by a third party, requesting them to sell (tender) or exchange their securities.

Tax Reclaim: Event related to tax reclaim activities.

Worthless: Booking out of valueless securities.

Withholding Tax Relief Certification: Certification process for withholding tax reduction or exemption based on the tax status of the holder.

Extraordinary or Special General Meeting: Extraordinary or special general meeting.

In option F, if Qualifier is SETR and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Buy Sell Back: Relates to a buy sell back transaction.

Buy In: The transaction relates to a buy-in by the market following a delivery transaction failure.

Market Claim: Transaction resulting from a market claim.

Central Bank Collateral Operation: Relates to a collateral delivery/receipt to a National Central Bank for central bank credit operations.

Collateral In: Relates to a collateral transaction, from the point of view of the collateral taker or its agent.

Collateral Out: Relates to a collateral transaction, from the point of view of the collateral giver or its agent.

DR Conversion: Relates to a depository receipt conversion.

Exchange Traded Funds: Relates to an exchange traded fund (ETF) creation or redemption.

Factor Update: Relates to a factor update.

Move of Stock: Relates to a movement of shares into or out of a pooled account.

Issuance: Relates to the issuance of a security such as an equity or a depository receipt.

Mark-Down: Relates to the decrease of positions held by an ICSD at the common depository due to custody operations (repurchase, pre-release, proceed of corp. event realigned).

Mark-Up: Relates to the increase of positions held by an ICSD at the common depository due to custody operations (repurchase, pre-release, proceed of corporate event realigned).

Netting: Relates to the netting of settlement instructions.

Non Syndicated: Relates to the issue of medium and short term paper (CP, CD, MTN, notes ...) under a program and without syndication arrangement.

External Account Transfer: Relates to an account transfer involving more than one instructing party (messages sender) and/or account servicer (messages receiver).

Internal Account Transfer: Relates to an account transfer involving one instructing party (messages sender) at one account servicer (messages receiver).

Pair-Off: Relates to a pair-off: the transaction is paired off and netted against one or more previous transactions.

Placement: Relates to the placement/new issue of a financial instrument.

Portfolio Move: Relates to a portfolio move from one investment manager to another and/or from an account servicer to another. It is generally charged differently than another account transfer (OWNE, OWNI, INSP), hence the need to identify this type of transfer as such.

Withdrawal: Relates to the withdrawal of specified amounts from specified sub-accounts.

Redemption (Funds): Relates to a redemption of Funds (Funds Industry ONLY).

DR Release/Cancellation: Relates to a release (into/from local) of Depository Receipt operation.

Repo: Relates to a repurchase agreement transaction.

Return of Delivery Without Matching: Relates to the return of financial instruments resulting from a rejected delivery without matching operation.

Reverse Repo: Relates to a reverse repurchase agreement transaction.

Sell Buy Back: Relates to a sell buy back transaction.

Borrowing Reallocation: Internal reallocation of a borrowed holding from one safekeeping account to another.

Securities Borrowing: Relates to a securities borrowing operation.

Securities Lending: Relates to a securities lending operation.

Lending Reallocation: Internal reallocation of a holding on loan from one safekeeping account to another.

Subscription (Funds): Relates to a subscription to funds (Funds Industry ONLY).

Syndicate of Underwriters: Relates to the issue of financial instruments through a syndicate of underwriters and a Lead Manager.

TBA Closing: Relates to a To Be Announced (TBA) closing trade.

Trade: Relates to the settlement of a trade.

Triparty Repo: Relates to a triparty repurchase agreement.

Triparty Reverse Repo: Relates to a triparty reverse repurchase agreement.

Turnaround: Relates to a turnaround: the same security is bought and sold to settle the same day, to or from different brokers.

In option F, if Qualifier is TRCA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Settling as a Custodian: Settlement party is a custodian. It receives/delivers the securities and carries out custodial duties.

Settling as Riskless Principal: Party settles trades that were simultaneously offset.

Settling as an Agent: Party settles trades on behalf of his client for which he also traded.

Settling as a Principal: Party settles its own trades.

In option F, if Qualifier is STCO and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Assignment: Transfer ownership of the asset to another party.

Buy to Cover: Settlement transaction is a buy to cover.

Clean: Tax-exempt financial instruments are to be settled.

Dirty: Taxable financial instruments are to be settled.

Delivery Without Matching: Matching receipt instruction not required (only for concerned ICSD and CSD).

In option F, if Qualifier is RTGS and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Non-RTGS: Settle through the non-RTGS system. If there is a standing instruction in place for settlement through the RTGS instruction, then this standing instruction is to be ignored.

RTGS: Settle through the RTGS system. If there is a standing instruction in place for settlement through the non-RTGS system, then this standing instruction is to be ignored.

In option F, if Qualifier is REGT and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Street Name: Hold the securities in street name. If there is a standing instruction in place to register on receipt, then this standing instruction is to be ignored.

Register: Register on receipt. If there is a standing instruction in place to hold the securities in street name, then this standing instruction is to be ignored.

In option F, if Qualifier is BENE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

NCBO: No Change of Beneficial Ownership (NCBO). If a standing instruction is in place for change of beneficial ownership (CBO), then this standing instruction is to be ignored.

CBO: Change of Beneficial Ownership (CBO). If a standing instruction is in place for no change of beneficial ownership (NCBO), then this standing instruction is to be ignored.

In option F, if Qualifier is CASY and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Gross Settlement System: Settle money through gross settlement system.

Net Settlement System: Settle money through net settlement system.

In option F, if Qualifier is TCPI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Agent: Acting as an agent for tax liability.

Principal: Acting as a principal for tax liability.

In option F, if Qualifier is REPT and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Swap/Substitution: Relates to a repo collateral substitution.

Repo Call: Relates to a change in the closing or maturity date or the providing of the termination date for an open repo.

Principal/Exposure Adjustment: Relates to a principal adjustment.

Pair-Off: Relates to a repo that is part of a pair-off.

Repo Rate: Relates to a change in the repo rate.

Rollover: Relates to a repo rollover of a position extending the closing or maturity date.

Top-Up: Relates to a cover of securities position due to deficit of collateral following mark to market valuation.

Withdrawal: Relates to a return of securities position due to excess of collateral following mark to market valuation.

In option F, if Qualifier is MACL and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Client Side: Instruction is for a client side transaction.

Market Side: Instruction is for a market side transaction.

In option F, if Qualifier is BLOC and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Block Trade Child: Transaction is a block trade child.

Block Trade Parent: Transaction is a block trade parent.

In option F, if Qualifier is REST and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Pursuant to 144A: Ownership or transfer of an unregistered security issued, pursuant to US legal restrictions 144A.

Not Subject to Restrictions: Ownership or transfer of a security that is not subject to restrictions.

Subject to Restrictions (not pursuant to 144A): Ownership or transfer of a security that is subject to restrictions, and not pursuant to 144A.

In option F, if Qualifier is SETS and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Default Settlement System/Method: Settle through the default settlement system/method. If there is a standing instruction in place for settlement through the alternate settlement system/method, then this standing instruction is to be ignored.

Alternate Settlement System/Method: Settle through the alternate settlement system/method. If there is a standing instruction in place for settlement through the default settlement system/method, then this standing instruction is to be ignored.

In option F, if Qualifier is NETT and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Not Netting Eligible: Settlement instruction is not eligible for netting.

Netting Eligible: Settlement instruction is eligible for netting.

In option F, if Qualifier is CCPT and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Not CCP Eligible: Settlement instruction is not CCP eligible.

CCP Eligible: Settlement instruction is CCP eligible.

In option F, if Qualifier is LEOG and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Signification du code

Letter of Guarantee Not Accepted: Letter of guarantee is not accepted. If there is a standing instruction in place to accept a letter of guarantee, then this standing instruction is to be ignored.

Letter of Guarantee Accepted: Letter of guarantee is accepted. If there is a standing instruction in place not to accept a letter of guarantee, then this standing instruction is to be ignored.

In option F, if Qualifier is STAM, the Data Source Scheme must be used to indicate the stamp duty type or reason, for example, in the United Kingdom and Ireland (CRST), in South Africa (STRA), etc.

39

98a

Définition

This qualified generic field specifies:

ESET	Effective Settlement Date/Time	Date/time at which a transaction effectively settled.
SETT	Settlement Date/Time	Date/time at which the financial instruments are to be delivered or received.
TRAD	Trade Date/Time	Date/time at which the trade was executed.
VALU	Value Date/Time	Date/time at which the amount of money has been credited/debited when different from the date/time at which the securities have been credited/debited.

Format

Qualificateurs (4)

Ordre	O/F	Qualificateur	R/N	Options	Signification
1	O	CREB	N	A, C	Effective Settlement Date/Time
2	F	PAIR	N	A, B, C	Settlement Date/Time
3	F	PTYB	N	A, B, C	Trade Date/Time
4	F	REI1	N	A, C	Value Date/Time

Codes

In option B, if Qualifier is SETT and Data Source Scheme is not present, Date Code must contain the following code:

Code

Signification du code

When Issued: Settlement was done when the security was issued.

In option B, if Qualifier is TRAD and Data Source Scheme is not present, Date Code must contain the following code:

Code

Signification du code

Various: Partial trades have occurred over a period of two or more days.

40

25D

Définition

This qualified generic field specifies:

MOVE

Movement Status

Provides the status of the movement.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	IDFX	N		D	Movement Status

Codes

If Data Source Scheme is not present, Status Code must contain the following code:

Code

Signification du code

Reversal: Reversal of a previously reported movement.

41

70E

Définition

This qualified generic field specifies:

TRDE

Transaction Details Narrative

Provides additional details on the transaction which can not be included within the structured fields of the message.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	QINT	N		E	Transaction Details Narrative

Séquence B1a2A - Settlement Parties [ facultative, répétitive ]

No.

Tag

Option

Nom

Statut

42

16R

43

95a

Définition

This qualified generic field specifies:

ALTE	Alternate ID	Alternate identification for a party.
BUYR	Buyer	Party that receives the financial instrument.
DEAG	Delivering Agent	Delivering party that interacts with the Place of Settlement.
DECU	Deliverer's Custodian	Party that interacts with the delivering agent unless intermediary exists.
DEI1	Deliverer's Intermediary 1	Party that interacts with the delivering intermediary 2, if present. If the delivering intermediary 2 is not present, this is the party that interacts with the delivering agent.
DEI2	Deliverer's Intermediary 2	When present, party that interacts with the delivering agent.
PSET	Place of Settlement	Place of Settlement.
REAG	Receiving Agent	Receiving party that interacts with the place of settlement.
RECU	Receiver's Custodian	Party that interacts with the receiving agent unless intermediaries exist.
REI1	Receiver's Intermediary 1	Party that interacts with the receiving intermediary 2, if present. If the receiving intermediary 2 is not present, this is the party that interacts with the receiving agent.
REI2	Receiver's Intermediary 2	When present, party that interacts with the receiving agent.
SELL	Seller	Party that delivers the financial instrument.

In option C, Country Code specifies in physical settlement transactions the country of settlement. This allows the custodian to direct instructions to a local agent in the country of settlement.
In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualificateurs (12)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	O	BLOK	N	C3, C4	P, Q, R	Buyer
	O	COIN	N	C3	P, Q, R	Delivering Agent
	O	COLI	N	C3, C4	P, Q, R	Deliverer's Custodian
	O	COLI	N	C3, C4	P, Q, R	Deliverer's Intermediary 1
	O	COLL	N	C3, C4	P, Q, R	Deliverer's Intermediary 2
	O	MITI	N	C3	C, P, Q	Place of Settlement
	O	NBLT	N	C3	P, Q, R	Receiving Agent
	O	NETT	N	C3, C4	P, Q, R	Receiver's Custodian
	O	NMAT	N	C3, C4	P, Q, R	Receiver's Intermediary 1
	O	NOMI	N	C3, C4	P, Q, R	Receiver's Intermediary 2
	O	PACK	N	C3, C4	P, Q, R	Seller
2	F	AGRE	N		L	Alternate ID

44

97a

Définition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

In option B, Account Type Code specifies the type of account needed to fully identify the account.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	OVEP	N		A, B	Safekeeping Account

45

50C

Définition

This qualified generic field specifies:

PROC

Processing Reference

Reference meaningful to the party identified.

Format

Qualificateur

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	MET3	N		C	Processing Reference

46

16S

47

16S

48

16S

49

16S

50

16S

Séquence C - Additional Information [ facultative, non répétitive ]

No.

Tag

Option

Nom

Statut

51

16R

52

95a

Définition

This qualified generic field specifies:

MEOR	Originator of Message	Party that originated the message, if other than the Sender.
MERE	Recipient of Message	Party that is the final destination of the message, if other than the Receiver.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualificateurs (2)

Ordre	O/F	Qualificateur	R/N	CR	Options	Signification
1	F	FXDT	N		P, Q, R	Originator of Message
2	F	FXIB	N		P, Q, R	Recipient of Message

53

16S

Option A	:4!c//3!c	(Qualifier)(Number Id)
Option J	:4!c//5!c	(Qualifier)(Extended Number Id)

Option A	:4!c//8!n	(Qualifier)(Date)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)
Option E	:4!c//8!n6!n[,3n][/[N]2!n[2!n]]	(Qualifier)(Date)(Time)(Decimals)(UTC Indicator)

Option A	:4!c//8!n/8!n	(Qualifier)(Date)(Date)
Option B	:4!c//8!n6!n/8!n6!n	(Qualifier)(Date)(Time)(Date)(Time)

Option A	:4!c//3!c	(Qualifier)(Number Id)
Option B	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Number)

Option L	:4!c//18!c2!n	(Qualifier)(Legal Entity Identifier)
Option P	:4!c//4!a2!a2!c[3!c]	(Qualifier)(Identifier Code)
Option R	:4!c/8c/34x	(Qualifier)(Data Source Scheme)(Proprietary Code)

Option A	:4!c//35x	(Qualifier)(Account Number)
Option B	:4!c/[8c]/4!c/35x	(Qualifier)(Data Source Scheme)(Account Type Code)(Account Number)

Option B	:4!c/[8c]/4!c[/30x]	(Qualifier)(Data Source Scheme)(Place Code)(Narrative)
Option C	:4!c//2!a	(Qualifier)(Country Code)
Option F	:4!c//4!c/4!a2!a2!c[3!c]	(Qualifier)(Place Code)(Identifier Code)
Option L	:4!c//18!c2!n	(Qualifier)(Legal Entity Identifier)

Option A	:4!c//4!c/[N]15d	(Qualifier)(Percentage Type Code)(Sign)(Price)
Option B	:4!c//4!c/3!a15d	(Qualifier)(Amount Type Code)(Currency Code)(Price)

Option F	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Indicator)
Option H	:4!c//4!c	(Qualifier)(Indicator)

Standard SWIFT ISO15022Vue de détail du message MT536 -

Utilisation du message MT536

Scope du message MT536

Structure du message MT536

Définition

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Standard SWIFT ISO15022
Vue de détail du message MT536 -