MT576 - Detailansicht für Nachricht

1

16R

2

28E

3

13A

Definition

This qualified generic field specifies:

STAT

Statement Number

Sequential number assigned to the statement.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	PLED	N		A	Statement Number

4

20C

Definition

This qualified generic field specifies:

SEME

Sender's Message Reference

Reference assigned by the Sender to unambiguously identify the message.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	PACO	N		C	Sender's Message Reference

5

23G

6

98a

Definition

This qualified generic field specifies:

PREP	Preparation Date/Time	Date/time at which the message was prepared.
STAT	Statement Date/Time	Date/time at which the statement is based (the statement reflects the situation at that date/time).

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	PLED	N		A, C	Statement Date/Time
2	F	MAXP	N		A, C, E	Preparation Date/Time

Sequenz A1 - Linkages [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

7

16R

8

13a

Definition

This qualified generic field specifies:

LINK

Linked Message

Message type number/message identifier of the message referenced in the linkage sequence.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		A, B	Linked Message

9

20C

Definition

This qualified generic field specifies:

PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
RELA	Related Message Reference	Message reference of the linked message which was previously received.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	NOMI	N		C	Related Message Reference
	O	MCTD	N	C3	C	Previous Message Reference

10

16S

11

95a

Definition

This qualified generic field specifies:

ACOW	Account Owner	Party that owns the account.
ALTE	Alternate ID	Alternate identification for a party.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ACOW	N	C5	P, R	Account Owner
2	F	AGRE	N		L	Alternate ID

12

97a

Definition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OVEP	N		A, B	Safekeeping Account

Codes

In option B, if Data Source Scheme is not present, Account Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Abroad: Financial instruments are held in a safekeeping account abroad.

Centralised: Financial instruments are centralised in one location.

Cash/DVP: Safekeeping account is used for settlement on delivery or collect on delivery basis.

Fungible: Financial instruments in the safekeeping account are fungible.

Margin: Account is used when financing is by the broker/dealer.

Non-Fungible: Financial instruments in the safekeeping account are not fungible.

Physical: Financial instruments in the safekeeping account are in physical form.

Short Sale: Account is used for short sale orders.

13

17B

Definition

This qualified generic field specifies:

ACTI

Activity Flag

Indicates whether holdings are reported in this statement.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	ACRU	N		B	Activity Flag

Codes

Flag must contain one of the following codes:

Code

Bedeutung des Codes

No

Yes

14

16S

Sequenz B - Financial Instrument [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

15

16R

16

35B

Sequenz B1 - Financial Instrument Attributes [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

17

16R

18

94B

Definition

This qualified generic field specifies:

PLIS

Place of Listing

Place where the referenced financial instrument is listed.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MAEX	N		B	Place of Listing

Codes

If Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

Stock Exchange: Place of listing is a stock exchange.

Over The Counter: Place of listing is over the counter.

19

22F

Definition

This qualified generic field specifies:

CFRE	Variable Rate Change Frequency Indicator	Specifies the frequency of change to the variable rate of an interest bearing instrument.
FORM	Form of Securities Indicator	Specifies the form of the financial instrument.
MICO	Method of Interest Computation Indicator	Specifies the computation method of (accrued) interest of the financial instrument.
PAYS	Payment Status Indicator	Specifies the status of the payment of a financial instrument at a particular time, as agreed with the issuer.
PFRE	Payment Frequency Indicator	Specifies the frequency of a payment.

Format

Qualifier (5)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	GALO	N	F	Method of Interest Computation Indicator
2	F	DEVI	N	F	Form of Securities Indicator
3	F	MACL	N	F	Payment Frequency Indicator
4	F	LOTO	N	F	Payment Status Indicator
5	F	CALL	N	F	Variable Rate Change Frequency Indicator

Codes

If Qualifier is MICO and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

30/360 (ISDA) or 30/360 (American Basic Rule): Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February, and provided that the interest period started on a 30th or a 31st. This means that a 31st is assumed to be a 30th if the period started on a 30th or a 31st and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). It is the most commonly used 30/360 method for US straight and convertible bonds.

30/365: Method whereby interest is calculated based on a 30-day month in a way similar to the 30/360 (basic rule) and a 365-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th).

30/Actual: Method whereby interest is calculated based on a 30-day month in a way similar to the 30/360 (basic rule) and the assumed number of days in a year in a way similar to the Actual/Actual (ICMA). Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). The assumed number of days in a year is computed as the actual number of days in the coupon period multiplied by the number of interest payments in the year.

Actual/360: Method whereby interest is calculated based on the actual number of accrued days in the interest period and a 360-day year.

Actual/365 (Fixed): Method whereby interest is calculated based on the actual number of accrued days in the interest period and a 365-day year.

Actual/Actual (ICMA): Method whereby interest is calculated based on the actual number of accrued days and the assumed number of days in a year, that is, the actual number of days in the coupon period multiplied by the number of interest payments in the year. If the coupon period is irregular (first or last coupon), it is extended or split into quasi interest periods that have the length of a regular coupon period and the computation is operated separately on each quasi interest period and the intermediate results are summed up.

30E/360 or Eurobond basis: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be equivalent to a 30 Feb. However, if the last day of the maturity coupon period is the last day of February, it will not be assumed to be a 30th. It is a variation of the 30/360 (ICMA) method commonly used for eurobonds. The usage of this variation is only relevant when the coupon periods are scheduled to end on the last day of the month.

Actual/Actual (ISDA): Method whereby interest is calculated based on the actual number of accrued days of the interest period that fall on a normal year, divided by 365, added to the actual number of days of the interest period that fall on a leap year, divided by 366.

Actual/365L or Actual/Actual (basic rule): Method whereby interest is calculated based on the actual number of accrued days and a 365-day year (if the coupon payment date is NOT in a leap year) or a 366-day year (if the coupon payment date is in a leap year).

Actual/Actual (AFB): Method whereby interest is calculated based on the actual number of accrued days and a 366-day year (if 29 Feb falls in the coupon period) or a 365-day year (if 29 Feb does not fall in the coupon period). If a coupon period is longer than one year, it is split by repetitively separating full year sub-periods counting backwards from the end of the coupon period (a year backwards from a 28 Feb being 29 Feb, if it exists). The first of the sub-periods starts on the start date of the accrued interest period and thus is possibly shorter than a year. Then the interest computation is operated separately on each sub-period and the intermediate results are summed up.

30/360 (ICMA) or 30/360 (basic rule): Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). It is the most commonly used 30/360 method for non-US straight and convertible bonds issued before 01/01/1999.

30E2/360 or Eurobond basis model 2: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for the last day of February whose day of the month value shall be adapted to the value of the first day of the interest period if the latter is higher and if the period is one of a regular schedule. This means that a 31st is assumed to be a 30th and the 28th Feb of a non-leap year is assumed to be equivalent to a 29th Feb when the first day of the interest period is a 29th, or to a 30th Feb when the first day of the interest period is a 30th or a 31st. The 29th Feb of a leap year is assumed to be equivalent to a 30th Feb when the first day of the interest period is a 30th or a 31st. Similarly, if the coupon period starts on the last day of February, it is assumed to produce only one day of interest in February as if it was starting on a 30th Feb when the end of the period is a 30th or a 31st, or two days of interest in February when the end of the period is a 29th, or 3 days of interest in February when it is the 28th Feb of a non-leap year and the end of the period is before the 29th.

30E3/360 or Eurobond basis model 3: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be equivalent to a 30 Feb. It is a variation of the 30E/360 (or Eurobond basis) method where the last day of February is always assumed to be a 30th, even if it is the last day of the maturity coupon period.

Actual/365NL or Actual/365 No Leap: Method whereby interest is calculated based on the actual number of accrued days in the interest period, excluding any leap day from the count, and a 365-day year.

Other: Other method than A001-A014. See Narrative.

If Qualifier is FORM and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Bearer Security: Financial instruments are in bearer form.

Registered Security: Financial instruments are in registered form.

If Qualifier is PFRE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Annual: Payment frequency is annual.

Monthly: Payment frequency is monthly.

Quarterly: Payment frequency is quarterly.

Semi-Annual: Payment frequency is semi-annual.

Weekly: Payment frequency is weekly.

If Qualifier is PAYS and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Fully Paid: Financial instrument is fully paid.

Nil Paid: Financial instrument is nil paid.

Partially Paid: Financial instrument is partially paid.

If Qualifier is CFRE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Annual: Frequency is annual.

Monthly: Frequency is monthly.

Quarterly: Frequency is quarterly.

Semi-Annual: Frequency is semi-annual.

Weekly: Frequency is weekly.

20

12a

Definition

This qualified generic field specifies:

CLAS	Classification Type	Classification type of the financial instrument, for example, ISO Classification of Financial instrument (CFI).
OPST	Option Style	Specifies how an option can be exercised.
OPTI	Option Type	Specifies whether it is a call option or a put option.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CAON	N	A, C	Classification Type
2	F	LAPD	N	B	Option Style
3	F	LDCR	N	B	Option Type

Codes

In option B, if Qualifier is OPST and Data Source Scheme is not present, Instrument Type Code must contain one of the following codes:

Code

Bedeutung des Codes

American Style: Option can be exercised before or on expiry date.

European Style: Option can be exercised on expiry date only.

In option B, if Qualifier is OPTI and Data Source Scheme is not present, Instrument Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Call Option: A right to buy a defined quantity of an asset by a certain date at an agreed price.

Put Option: A right to sell a defined quantity of an asset by a certain date at an agreed price.

21

11A

Definition

This qualified generic field specifies:

DENO

Currency of Denomination

Currency in which a financial instrument is currently denominated.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COLL	N		A	Currency of Denomination

22

98A

Definition

This qualified generic field specifies:

CALD	Call Date	Date on which a financial instrument is called away/redeemed before its scheduled maturity date.
CONV	Conversion Date	Deadline by which a convertible security must be converted, according to the terms of the issue.
COUP	Coupon Date	Next payment date of an interest bearing financial instrument.
DDTE	Dated Date	Date on which an interest bearing financial instrument begins to accrue interest.
EXPI	Expiry Date	Date on which an order expires or on which a privilege or offer terminates.
FCOU	First Coupon Date	First payment date of an interest bearing financial instrument.
FRNR	Floating Rate Note Reset Date	Date on which the interest rate of an interest bearing financial instrument will be/was calculated and reset, according to the terms of the issue.
ISSU	Issue Date	Date on which the financial instrument is issued.
MATU	Maturity Date	Date on which a financial instrument becomes due and assets are to be repaid.
NWFC	Next Factor Date	Date on which the current factor will be changed to the next factor.
PUTT	Put Date	Date on which a holder of a financial instrument has the right to request redemption of the principal amount prior to its scheduled maturity date.

Format

Qualifier (11)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CLBR	N	A	Coupon Date
2	F	DEAL	N	A	Expiry Date
3	F	DIRT	N	A	Floating Rate Note Reset Date
4	F	FSBN	N	A	Maturity Date
5	F	ETC2	N	A	Issue Date
6	F	BOOK	N	A	Call Date
7	F	CINL	N	A	Conversion Date
8	F	MKTV	N	A	Put Date
9	F	COFF	N	A	Dated Date
10	F	DECL	N	A	First Coupon Date
11	F	INVE	N	A	Next Factor Date

23

92A

Definition

This qualified generic field specifies:

CUFC	Current Factor	Rate expressed as a decimal between 0 and 1 defining the outstanding principal of the financial instrument (for factored securities).
INDX	Index Factor	Public index rate used for inflation adjustment.
INTR	Interest Rate	Annual rate of a financial instrument.
NWFC	Next Factor	Rate expressed as a decimal between 0 and 1 that will be applicable as of the next factor date and defines the outstanding principal of the financial instrument (for factored securities).
NXRT	Next Interest Rate	Interest rate applicable to the next interest payment period in relation to variable rate instruments.
PRFC	Previous Factor	Rate expressed as a decimal between 0 and 1 that was applicable before the current factor and defines the outstanding principal of the financial instrument (for factored securities).
YTMR	Yield To Maturity Rate	Rate of return anticipated on a bond when held until maturity date.

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MEET	N	A	Previous Factor
2	F	COAL	N	A	Current Factor
3	F	INVE	N	A	Next Factor
4	F	ESTT	N	A	Interest Rate
5	F	IPRC	N	A	Next Interest Rate
6	F	EMAI	N	A	Index Factor
7	F	REPP	N	A	Yield To Maturity Rate

24

13a

Definition

This qualified generic field specifies:

COUP	Coupon Number	Number of the next coupon attached/associated with a security.
LOTS	Lot Number	Number identifying a lot constituting the financial instrument.
POOL	Pool Number	Number identifying a group of underlying assets assigned by the issuer of a factored security.
VERN	Version Number	Version number of the option contract or tranche of the related financial instrument.

Format

Qualifier (4)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CLBR	N	A, B	Coupon Number
2	F	MAIN	N	B	Pool Number
3	F	FISC	N	B	Lot Number
4	F	RELA	N	A, B	Version Number

25

17B

Definition

This qualified generic field specifies:

CALL	Callable Flag	Indicates whether the issuer has the right to repay the financial instrument prior to maturity.
CONV	Convertible Flag	Indicates whether the financial instrument is convertible into another type of financial instrument.
COVE	Covered Flag	Indicates whether the underlying financial instrument of an option is owned by the writer of the option.
FRNF	Floating Rate Note Flag	Indicates whether the interest rate of an interest bearing instrument is reset periodically.
ODDC	Odd Coupon Flag	Indicates whether the payment of the coupon (interest) on an interest bearing instrument is off the normal schedule.
PUTT	Putable Flag	Indicates whether the holder has the right to ask for redemption of the financial instrument prior to final maturity.
WRTS	Warrants Attached on Delivery Flag	Indicates whether the warrants on a financial instrument (which has been traded cum warrants) will be attached on delivery.

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CINL	N	B	Convertible Flag
2	F	DFON	N	B	Floating Rate Note Flag
3	F	CLCL	N	B	Covered Flag
4	F	BORD	N	B	Callable Flag
5	F	MKTV	N	B	Putable Flag
6	F	REMU	N	B	Warrants Attached on Delivery Flag
7	F	ISSU	N	B	Odd Coupon Flag

Codes

Flag must contain one of the following codes:

Code

Bedeutung des Codes

No

Yes

26

90a

Definition

This qualified generic field specifies:

EXER	Exercise Price	Price at which the security will be purchased/sold if the warrant is exercised. Price is represented either as an actual amount (option B) or a percentage (option A). Price at which the bond is converted. Price is represented either as an actual amount (option B) or a percentage (option A). Strike price of an option. Price is represented either as an actual amount (option B) or a percentage (option A).
INDC	Indicative Price	Estimated price, for example, for valuation purposes.
MRKT	Market Price	Last reported/known price of a financial instrument in a market.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	ELIG	N	A, B	Indicative Price
	F	INBR	N	A, B	Market Price
2	F	DEAG	N	A, B	Exercise Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Premium: Price expressed as a premium.

27

36B

Definition

This qualified generic field specifies:

MINO	Minimum Nominal Quantity	Minimum nominal quantity of financial instrument.
ORGV	Original Face Amount	Original par or nominal value of a financial instrument.
SIZE	Contract Size	Ratio or multiplying factor used to convert one contract into a financial instrument quantity.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	GETS	N	B	Minimum Nominal Quantity
2	F	PAYE	N	B	Contract Size
3	F	LEOG	N	B	Original Face Amount

Codes

If Qualifier is MINO or Qualifier is SIZE, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

If Qualifier is ORGV, Quantity Type Code must contain the following code:

Code

Bedeutung des Codes

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

28

70E

Definition

This qualified generic field specifies:

FIAN

Financial Instrument Attribute Narrative

Provides additional information about the financial instrument in narrative form.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	DECU	N		E	Financial Instrument Attribute Narrative

29

16S

Sequenz B2 - Order Details [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

30

16R

31

98a

Definition

This qualified generic field specifies:

ORDR

Date/Time of Order

Date/time at which the order was placed with the trading party.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	LEGA	N		A, C	Date/Time of Order

32

36B

Definition

This qualified generic field specifies:

ORDR	Quantity of Financial Instrument Ordered	Quantity of financial instrument ordered.
REMI	Quantity of Financial Instrument Remaining on Order	Quantity of financial instrument that is remaining in order.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	LEGA	N	C4	B	Quantity of Financial Instrument Ordered
2	F	NPLI	N		B	Quantity of Financial Instrument Remaining on Order

Codes

Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

33

19A

Definition

This qualified generic field specifies:

ORDR	Ordered Amount	Amount of money to be used to derive the appropriate quantity of financial instrument to be bought or sold.
REMI	Amount Remaining on Order	Amount of money of the original order which remains on order.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	LEGA	N	C4	A	Ordered Amount
2	F	NPLI	N		A	Amount Remaining on Order

34

11A

Definition

This qualified generic field specifies:

FXIB	Currency to Buy	Currency to buy in relation to the trade.
FXIS	Currency to Sell	Currency to sell in relation to the trade.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	DOCT	N		A	Currency to Buy
	F	DOMI	N		A	Currency to Sell

Sequenz B2a - Linkages [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

35

16R

36

13a

Definition

This qualified generic field specifies:

LINK

Linked Message

Message type number or message identifier of the message referenced in the linkage sequence.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		A, B	Linked Message

37

20C

Definition

This qualified generic field specifies:

ALMR	Allocation Matching Reference	Reference of the linked message at the Detail/Allocation Level which identifies a centrally matched transaction.
BASK	Basket Reference	Reference identifying a basket trade.
BMRB	Block Matching Reference	Reference of the linked message at the Trade/Block Level which identifies a centrally matched transaction.
INDX	Index Reference	Reference identifying an index trade.
ISSU	Issuer Reference	Reference that an issuer attributes to a fund (funds industry).
LIST	List Reference	List reference which identifies a list trade.
MAST	Master Reference	Unique and unambiguous identifier used to link a group of individual transactions together.
PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
PROG	Program Reference	Program reference which identifies a program trade.
RELA	Related Message Reference	Message reference of the linked message which was previously received.

Format

Qualifier (10)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	NOMI	N	C	Related Message Reference
	O	MCTD	N	C	Previous Message Reference
	O	FROM	N	C	Master Reference
	O	ASRF	N	C	Basket Reference
	O	EMAI	N	C	Index Reference
	O	EXPP	N	C	List Reference
	O	MFIX	N	C	Program Reference
	O	ETC2	N	C	Issuer Reference
	O	BASE	N	C	Block Matching Reference
	O	AGGR	N	C	Allocation Matching Reference

38

16S

Sequenz B2b - Price [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

39

16R

40

90a

Definition

This qualified generic field specifies:

DEAL	Deal Price	Price of the traded financial instrument.
LIMI	Limit Price	Limit price used in the case of a limit order or a stop limit order.
STOP	Stop Price	Stop price used in the case of a stop order or a stop limit order.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	COLA	N	A, B	Deal Price
	O	POST	N	A, B	Stop Price
	O	EXPI	N	A, B	Limit Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Premium: Price expressed as a premium.

41

22F

Definition

This qualified generic field specifies:

PRIC

Type of Price Indicator

Specifies the type of transaction price.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MEOR	N		F	Type of Price Indicator

Codes

If Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Combined Expenses: Price is a combined expenses price (used in the UK market).

Net to Client Disclosed: Price is net to the client disclosed (used in the UK market).

Net Price 1: Price is a net price, that is, net of all charges, taxes, or fees.

Net Price 2: Price is a net price, that is, net only of local broker's commission, local fees, or local taxes.

Notional Gross: Price is notional gross (used in the UK market).

Net to Client Undisclosed: Price is net to the client undisclosed (used in the UK market).

Par Value: Price is a par value or equal to the nominal or face value of the instrument.

42

16S

43

22a

Definition

This qualified generic field specifies:

BUSE	Buy/Sell Indicator	Specifies whether the transaction relates to the sale or purchase of financial instruments.
COST	Commission Type Indicator	Specifies the commission sharing type under which the order is to be executed.
PAYM	Payment Indicator	Specifies whether the instruction is free or against payment.
REST	Restriction Indicator	Specifies the regulatory restrictions applicable to a financial instrument.
TILI	Time Limit	Specifies from/until when an order must be executed.
TOOR	Type of Order	Specifies the type of instruction to a broker/dealer to buy or sell a financial instrument.
TRTR	Trade Transaction Type Indicator	Specifies the transaction type prior to the settlement process.
TTCO	Trade Transaction Condition Indicator	Specifies the conditions under which the order/trade is to be executed. It may be used to indicate that the price is not the current market price.

Format

Qualifier (8)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	BLOK	N	H	Buy/Sell Indicator
2	F	PRSS	N	F	Type of Order
3	F	PROC	N	F	Time Limit
4	F	RALA	N	F	Trade Transaction Type Indicator
5	F	RCTR	W	F	Trade Transaction Condition Indicator
6	F	CLAM	N	F	Commission Type Indicator
7	O	LOTE	N	H	Payment Indicator
8	F	OCMT	N	F	Restriction Indicator

Codes

In option H, if Qualifier is BUSE, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Buy: Transaction is a purchase of financial instrument by the instructing party.

Cross From: Transaction is a cross from (Funds Industry).

Cross To: Transaction is a cross to (Funds Industry).

Reinvestment of Dividend Order: Transaction is a reinvestment of dividend order (Funds Industry. Not to be used for corporate actions).

FPO Order: Transaction is an FPO (Follow on Public Offer) bid or order.

IPO Order: Transaction is an IPO (Initial Public Offering) bid or order.

IPP Order: Transaction is an IPP (Institutional Placement Programme) bid or order.

Redemption: Transaction is a redemption of funds.

Sell: Transaction is a sale of financial instrument by the instructing party.

Subscription: Transaction is a subscription to funds.

Switch From: Transaction is a change of an investment from one sub-fund to another sub-fund.

Switch To: Transaction is a change of an investment from one sub-fund to another sub-fund.

In option F, if Qualifier is TOOR and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

All or None: A round-lot market or limit-price order which must be executed in its entirety or not at all; unlike 'fill or kill', these orders are not cancelled if not executed as soon as received.

Buy Contra Short Exempt: Order to buy contra short exempt.

Buy Contra Short: Order to buy contra short.

Buy Minus: Order to buy at a price lower than the current market price. This is an order to buy a stated amount of a financial instrument provided that its price is not higher than the last sale if the last sale was a minus or zero minus tick, not higher than the last sale minus the minimum fractional change in the stock if the last sale was a plus or zero plus tick. The price limit indicates the highest price at which the order can be executed.

Carefully: Order that is not to be executed as a whole because it may disturb the price.

Combination Order: Order that is linked to another order to buy or sell and must be executed as a unit, both or none, or cancelled as a unit.

Discretionary: Order where the executing broker or investment manager decides on the quantity or price.

Do Not Increase: Limit order to buy or stop order to sell or stop limit order that is not to be increased in shares on the ex-dividend date as a result of a stock dividend or distribution.

Do Not Reduce: Limit order to buy or stop order to sell, or stop-limit order to sell that is not to be reduced in price by the amount of an ordinary cash dividend. Applies only to ordinary stock dividends; should be reduced for other distributions.

Iceberg Order: Type of limit order whose overall quantity is not transparent to the market. Rather, only a client-defined part of the order is shown to the market (the 'tip of the iceberg'). Upon execution of the first 'tip' (that is partial execution to the client while for the market it does not appear to be a 'partial') the system releases the next 'tip' of the same size to the market until the 'iceberg' has been melted down successfully. Different from a usual care order.

Limit With: Order to be executed at a limit price, with a round-lot (or board-lot) sales; valid only for odd lot orders.

Limit Without: Order to be executed at a limit price, without a round-lot (or board-lot) sales; valid only for odd lot orders.

Limit Order: Order to buy at the indicated price limit or lower or an order to sell at the indicated limit price or higher.

At Market: Order to buy or sell a specified amount of a financial instrument at the quoted market price or better.

Market Not Held: Order to buy or sell a specified amount of a financial instrument at the quoted market price or better with some discretion on the price limit.

Market to Limit Order: Type of order that couples the high possibility of execution (Market Order) with a protection against unwanted price fluctuations (Limit Order).

Market Until Touched: Order to buy or sell a specified amount of a financial instrument at the quoted market price or better with some discretion on the price limit.

Not Held: Order that may be executed in partials or outside the hours of the exchange or other exchange rules.

Order Lie: Order that is related to another order where the second order may be cancelled without cancelling the first. Normally, the sell order must be executed before the buy order.

Stop Limit: Stop order to buy (sell) that becomes a limit order at the limit price when the financial instrument trades at or above (below) the stop price after the order is submitted.

Stop Order: Order to buy that becomes a market order when the financial instrument trades at or above the stop price after the order is submitted or an order to sell which becomes a market order when the financial instrument trades at or below the stop price.

Stop Loss: Order to sell that sets the sell price below the market price.

Sell Plus: Order to sell a stated amount provided that the price is not lower than the last sale price if the last sale was a plus or zero plus tick and not lower than the last sale minus the minimum fractional change in the financial instrument if the last sale was a minus or zero minus tick.

Sell Short Exempt: Order to sell short which is exempt from short-sale rules.

Sell Short: Order to sell a financial instrument that the seller does not own; a sale effected by delivering a financial instrument borrowed by or for the account of the seller.

In option F, if Qualifier is TILI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

At the Closing: Order to be executed at or around the closing price.

Fill or Kill: Market or limit order that is to be executed in its entirety as soon as it is submitted; if not so executed, the order is to be cancelled.

Good for the Day: Order that, if not executed, expires at the end of the trading day on which the order is entered.

Good until Cancelled: Order that remains in effect until it is either executed or cancelled.

Good through Date: Order that, if not executed, expires at the end of the specified expiry date.

Good for the Month: Order that, if not executed, expires at the end of the month on which the order is entered.

Good until the End of Next Month: Order that, if not executed, expires at the end of next month.

Good till Crossed: Order that remains in effect until crossed.

Immediate or Cancel: Market or limit order to be executed in whole or in part as soon as it is submitted; any portion not so executed is to be cancelled.

At the Opening: Market or limit order to be executed at the opening of the stock exchange or not at all; all or part of any order not executed at the opening is treated as cancelled.

In option F, if Qualifier is TRTR and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Basket Trade: Transaction is a single order to buy and sell several financial instruments for the purpose of simultaneous buying and selling. Baskets are often used for a set of 15 or more financial instruments and play a role in arbitrage activity.

Index Trade: Transaction is a single order to buy or sell all underlying financial instruments of an index, for example, S&P500.

List Trade: Transaction is a trade of a predetermined set of financial instruments.

Program Trade: Transaction relates to computer-driven automatically executed trades in large volumes of a set of several financial instruments.

Trade: Transaction is a regular trade.

In option F, if Qualifier is TTCO and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Best Execution: Trade to be executed at best execution.

Block Order: Trade is a block trade, allocation instructions will follow.

Call: Trade to be executed following the exercise of a call option on the security.

Cum Bonus: Trade executed cum bonus.

Cum Coupon: Trade executed cum coupon.

Cum Dividend: Trade executed cum dividend.

Closure Before Rollover: Trade to be executed for closure of a previous position before the rollover of a position (Deferred Settlement Service).

Clean: Trade is to be executed clean, that is, does not pay government tax on the accrued interest on the bond, and consequently price is higher.

Cross Trade Allowed: Cross trades are allowed whereby buy and sell orders are offset without recording the trade on the exchange.

Cum Rights: Trade is to be executed cum rights.

Cum Warrants: Trade is to be executed cum warrants.

Directed Order: Trade is to be executed with a specific trading party.

Dirty: Trade is to be executed dirty, that is, pay government tax on the accrued interest of the bond.

Direct Order: Trade is to be executed by a trading party other than the trading party to which the order is sent. In this case, the instructing party has traded with another broker which will subsequently send an advice of execution to the executing party.

Forward Price: Trade is based on forward price. Price will be calculated after the close of the dealing period.

Fractional Parts Allowed: Fractional parts allowed.

Guaranteed Delivery: Delivery of the financial instrument on settlement date is guaranteed.

Historic Price: Trade is based on historic price.

Monthly: Trade to be executed for month-end settlement (Deferred Settlement Service).

New Trade Following Rollover: Trade to be executed for a new trade position on the next month following the rollover of a position (Deferred Settlement Service).

No Cross Trade Allowed: No cross trade allowed.

Putt: Trade to be executed following the exercise of a put option on the security.

Special Cum Dividend: Trade is executed with a special cum dividend, that is, buying after the ex date and getting the dividend.

Special Ex Dividend: Trade is executed with a special ex dividend, that is, selling before the ex date without the coupon.

Trade Following Rollover: Trade to be executed on the next month following the rollover of positions.

Ex Bonus: Trade is to be executed ex bonus.

Ex Coupon: Trade is to be executed ex coupon.

Ex Dividend: Trade is to be executed ex dividend.

Ex Rights: Trade is to be executed ex rights.

Ex Warrants: Trade is to be executed ex warrants.

In option F, if Qualifier is COST and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Per Client Agreement: Commission is as per client agreement.

Flat Fee: Commission is a flat fee.

Percentage of Principal in Basis Points: Commission is a percentage of principal.

Per Unit: Commission is per unit of financial instrument.

Percentage Commission Waived as Cash Discount: Commission is a percentage commission waived as cash discount.

Percentage Commission Waived as Additional Units: Commission is a percentage commission waived as additional units.

Soft Dollar Commission Sharing: Commission is a soft dollar percentage commission.

Commission Sharing Type is for Step-out Trade: Commission is for a step-out trade.

In option H, if Qualifier is PAYM, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Against Payment: Against payment.

Free

In option F, if Qualifier is REST and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Pursuant to 144A: Ownership or transfer of an unregistered security issued, pursuant to US legal restrictions 144A.

Not Subject to Restrictions: Ownership or transfer of a security that is not subject to restrictions.

Subject to Restrictions (not pursuant to 144A): Ownership or transfer of a security that is subject to restrictions, and not pursuant to 144A.

44

98a

Definition

This qualified generic field specifies:

EXPI	Expiry Date/Time	Date/time at which an order expires or on which a privilege or offer terminates.
NAVD	Net Asset Value Calculation Dates	Date/time at which the net asset value is calculated (funds industry).

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	DEAL	N		A, C	Expiry Date/Time
2	F	INDA	N		A, C	Net Asset Value Calculation Dates

Sequenz B2c - Trading Parties [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

45

16R

46

95a

Definition

This qualified generic field specifies:

ALTE	Alternate ID	Alternate identification for a party.
BRCR	Broker of Credit	Party that receives the trade credit.
BUYR	Buyer	Party that receives the financial instrument.
CLBR	Clearing Broker	Party that settles the trade on behalf of the executing broker.
INBR	Introducing Broker	Party that has the closest association with the investor.
INVE	Investor	Instructing party, either an individual or organisation, whose assets are being invested.
RQBR	Requested Broker	In a directed order (:22F::TTCO//DIOR), broker with which the Receiver of the message is requested to execute the order.
SELL	Seller	Party that delivers the financial instrument.
STBR	Step-In Broker	Party to whom the investor directs the credit for executing the trade.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.
In option S:

Type of ID specifies the type of alternate identification which can be used to give an alternate identification of the party identified in this sequence.
Country Code specifies the country for which the alternate identification is relevant.
Alternate ID specifies an alternate identification of the party identified in this sequence.

Format

Qualifier (9)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	ESTT	N		P, Q, R	Investor
	O	BLOK	N		P, Q, R	Buyer
	O	CAOP	N		P, Q, R	Clearing Broker
	O	PACK	N		P, Q, R	Seller
	O	PMTH	N		P, Q, R	Step-In Broker
	O	ECIO	N		P, Q, R	Introducing Broker
	O	BIRT	N		P, Q, R	Broker of Credit
	O	ORDR	N		P, Q, R	Requested Broker
2	F	AGRE	W	C6	L, S	Alternate ID

Codes

In option S, if Qualifier is ALTE and Data Source Scheme is not present, Type of ID must contain one of the following codes:

Code

Bedeutung des Codes

Alien Registration Number: Number assigned by a government agency to identify foreign nationals.

Passport Number: Number assigned by a passport authority.

Tax Exempt Identification Number: Number assigned to a tax exempt entity.

Corporate Identification: Number assigned to a corporate entity.

Driver's Licence Number: Number assigned to a driver's licence.

Foreign Investment Identity Number: Number assigned to a foreign investor (other than the alien number).

Tax Identification Number: Number assigned by a tax authority to an entity.

47

97a

Definition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OVEP	N		A, B	Safekeeping Account

Codes

In option B, if Data Source Scheme is not present, Account Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Abroad: Financial instruments are held in a safekeeping account abroad.

Centralised: Financial instrument in the safekeeping account are held in one location.

Cash/DVP: Safekeeping account is used for settlement on delivery or collect on delivery basis.

Fungible: Financial instruments in the safekeeping account are fungible.

Margin: Account is used when financing is by the broker/dealer.

Non-Fungible: Financial instruments in the safekeeping account are not fungible.

Physical: Financial instruments in the safekeeping account are in physical form.

Short Sale: Account is used for short sale orders.

48

98a

Definition

This qualified generic field specifies:

PROC

Processing Date/Time

Date/time at which the instruction was processed by the specified party.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MET3	N		A, C	Processing Date/Time

49

20C

Definition

This qualified generic field specifies:

PROC

Processing Reference

Reference meaningful to the party identified.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MET3	N		C	Processing Reference

50

70a

Definition

This qualified generic field specifies:

DECL	Declaration Details Narrative	Provides declaration details narrative relative to the party.
PACO	Party Narrative	Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	LIST	N		C	Party Narrative
2	F	COLE	N		E	Declaration Details Narrative

51

22F

Definition

This qualified generic field specifies:

TRCA

Party Capacity Indicator

Specifies the role of the party in the transaction.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	QAGE	N		F	Party Capacity Indicator

Codes

If Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Trading as Agent: Party is trading on behalf of his client.

Acting as Agent for Customer and Other Person: Party is acting as an agent for both customer and another person.

Crossing as Agent: Party is crossing on behalf of his client.

Crossing as Principal: Party is crossing for his own account.

Acting as Agent for Person Other than Customer: Party is acting as an agent for a person other than a customer.

Acting as Agent for Some Executions and Principal: Party is acting as an agent for some executions and principal for others.

Trading as Principal: Party is trading for his own account.

52

16S

53

16S

54

16S

Sequenz C - Additional Information [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

55

16R

56

95a

Definition

This qualified generic field specifies:

MEOR	Originator of Message	Party that originated the message, if other than the Sender.
MERE	Recipient of Message	Party that is the final destination of the message, if other than the Receiver.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	FXDT	N		P, Q, R	Originator of Message
2	F	FXIB	N		P, Q, R	Recipient of Message

57

16S

Option A	:4!c//8!n	(Qualifier)(Date)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)
Option E	:4!c//8!n6!n[,3n][/[N]2!n[2!n]]	(Qualifier)(Date)(Time)(Decimals)(UTC Indicator)

Option A	:4!c//3!c	(Qualifier)(Number Id)
Option B	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Number)

Option L	:4!c//18!c2!n	(Qualifier)(Legal Entity Identifier)
Option P	:4!c//4!a2!a2!c[3!c]	(Qualifier)(Identifier Code)
Option R	:4!c/8c/34x	(Qualifier)(Data Source Scheme)(Proprietary Code)

Option A	:4!c//35x	(Qualifier)(Account Number)
Option B	:4!c/[8c]/4!c/35x	(Qualifier)(Data Source Scheme)(Account Type Code)(Account Number)

Option A	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Instrument Code or Description)
Option B	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Instrument Type Code)
Option C	:4!c//6!c	(Qualifier)(CFI Code)

Option A	:4!c//4!c/[N]15d	(Qualifier)(Percentage Type Code)(Sign)(Price)
Option B	:4!c//4!c/3!a15d	(Qualifier)(Amount Type Code)(Currency Code)(Price)

Option F	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Indicator)
Option H	:4!c//4!c	(Qualifier)(Indicator)

Option C	:4!c//4*35x	(Qualifier)(Narrative)
Option E	:4!c//10*35x	(Qualifier)(Narrative)

SWIFT ISO15022 NormDetailansicht für Nachricht MT576 - Aufstellung offener Aufträge

Verwendung der Nachricht MT576

Anwendungsfeld der Nachricht MT576

Struktur der Nachricht MT576

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SWIFT ISO15022 Norm
Detailansicht für Nachricht MT576 - Aufstellung offener Aufträge